Refraction microtremor and optimization methods as alternatives to boreholes for site stength and earthquake hazard assessments John N. Louie Robert E. Abbott Seismological Laboratory, Mackay School of Mines, University of Nevada 174, Reno, NV; 775-784-4219; fax 775-784-1833; louie@seismo.unr.edu Satish Pullammanappallil Optim LLC, University of Nevada 174, Reno, NV; 775-784-6613; fax 775-784-1833; satish@optimsoftware.com A thorough assessment of shallow shear velocity is important to both earthquake-hazard assessment and efficient foundation design. The only standard procedure for determining shear velocity, crosshole seismic (ASTM D4428), is not much used as it requires two boreholes with high-precision positional logs. Downhole shear-wave profiles in a single hole are adequately accurate, but still too expensive for many projects. We tested two methods for inexpensively estimating shallow shear velocities with seismic refraction equipment, at the sites of several boreholes in California and Nevada. The sites ranged from hard to soft (NEHRP hazard classes A to D). The first method, refraction microtremor, records ambient ground noise on simple seismic refraction equipment (as in ASTM D5777). Wavefield analysis of the noise allows picking of Rayleigh-wave phase velocities. It works well in dense urban areas and transportation corridors. The second method, SeisOpt(R)@2d by Optim LLC, takes standard (ASTM D5777) seismic refraction arrival picks and finds an optimized 2-d P-velocity model. The shear velocities estimated from both methods are just as effective as borehole velocities for two purposes: estimating 3-meter depth-averaged shear velocity for foundation design; and estimating the seismic spectrum input for earthquake-hazard evaluations of sites.