Refraction microtremor and optimization methods for site strength and earthquake hazard assessments John N. Louie Rasool Anooshehpoor Glenn Biasi Seismological Laboratory, Mackay School of Mines, University of Nevada 174, Reno, NV; 775-784-4219; fax 775-784-1833; louie@seismo.unr.edu Robert E. Abbott Instrumentation Development Dept., MS 1168, Sandia National Labs, Albuquerque, NM 87185-1023 Harold E. Beeston Black Eagle Consulting, 1345 Capitol Blvd., Reno, NV 89502-7140 Evaluation of shallow shear velocity is important to both earthquake-hazard assessment and efficient foundation design. Borehole-based methods (downhole, crosshole) require both drilling and measurement activities. This makes them expensive point measurements, unsuitable for many preliminary investigations. We tested two alternative surface-based methods for estimating shallow shear velocities with seismic refraction equipment. We demonstrate comparisons at the sites of several boreholes in California and Nevada, at sites of precariously balanced rocks near the 1857 rupture of the San Andreas fault, and on weathered rock at the crest of Yucca Mountain, Nevada. The sites ranged from hard to soft (NEHRP hazard classes A to D). The first method, refraction microtremor (ReMi), uses ambient ground noise (recorded as in ASTM D5777) and wavefield analysis to identify Rayleigh-wave phase velocities. It works well in dense urban areas and transportation corridors. At quiet rural sites with hard rock, estimating phase velocities below a few meters depth requires a simple energy source such as a weight drop or a rolling truck. Depth-averaged shear velocities are available in the field within a few minutes of recording. The second method, SeisOpt(R)@2d by Optim LLC, takes standard (ASTM D5777) seismic refraction arrival picks and finds an optimized 2-d P-velocity model. Laterally heterogeneous velocity models are available within an hour of recording. We compare the effects of downhole, refraction-microtremor, and SeisOpt(R) velocity results on surface spectra. For the sites tested, shear velocities estimated from both surface methods are just as effective as borehole velocities for two purposes: estimating 3-meter depth-averaged shear velocity for foundation design; and estimating the spectral seismic site-transfer function for earthquake-hazard evaluations of sites.